Review Article| Volume 59, ISSUE 1, P19-25, February 2012

Autism Spectrum Disorders: Clinical Features and Diagnosis

      Keywords

      Although cases resembling autism were probably first reported more than 2 centuries ago, the credit for describing autism as a distinct disorder goes to Leo Kanner.
      • Kanner L.
      Autistic disturbances of affective contact.
      In his seminal article, Autistic Disturbances of Affective Contact,
      • Kanner L.
      Autistic disturbances of affective contact.
      he described, in unusual detail, 11 children without the ability to form social relationships. According to Kanner,
      • Kanner L.
      Autistic disturbances of affective contact.
      these children showed characteristic features including aloofness, lack of imagination, and persistence of sameness; they came from “highly intelligent families” but had “very few really warm hearted fathers and mothers.” These families were “strongly preoccupied with abstractions of a scientific, literary or artistic nature and limited in genuine interest in people.” One year later, Vienna-born physician, Hans Asperger,
      • Asperger H.
      Die “autistischen psychopathen” im Kindesalter.
      identified similar symptoms in 4 children who possessed similar characteristics to those studied by Kanner
      • Kanner L.
      Autistic disturbances of affective contact.
      but lacked “language delays” and were “exceptionally gifted.”
      • Asperger H.
      Die “autistischen psychopathen” im Kindesalter.
      Subsequently, Lorna Wing
      • Wing L.
      Asperger’s syndrome: a clinical account.
      gave the label of Asperger syndrome to these children. Around the same time, Rutter
      • Rutter M.
      Diagnosis and definition of childhood autism.
      proposed 4 sets of diagnostic criteria for autism: social impairment, language disturbances, insistence on sameness, and onset before 30 months of age.

      DSM IV and ICD 10 criteria

      Rutter’s
      • Rutter M.
      Diagnosis and definition of childhood autism.
      and Wing’s
      • Wing L.
      Asperger’s syndrome: a clinical account.
      definition of autism was largely responsible for the introduction of autism as a distinct disorder in the DSM (Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition)/ICD (International Classification of Diseases) systems of classification. At present, autism is conceptualized both in the DSM IV
      • American Psychiatric Association
      Diagnostic and statistical manual of mental disorders.
      and the ICD
      International classification of diseases.
      as the main category in a group of disorders, the pervasive developmental or autism spectrum disorders (ASD), all of which are characterized by similar reciprocal social and communication deficits and rigid ritualistic interests beginning in early childhood. Other disorders in this category include Asperger syndrome, pervasive developmental disorder not otherwise specified (PDDNOS), Rett syndrome, and disintegrative disorder.
      Patients with Asperger syndrome, as currently defined in the DSM IV, suffer from autistic social dysfunction but without mental retardation or language delay. Rett syndrome, caused by mutations in the MECP2 gene, is characterized by autistic features in one of its phases, whereas patients with disintegrative disorder develop normally in the first 4 to 5 years of life and then go through a period of disintegration. The last category, PDDNOS, is reserved for patients who are within the autistic spectrum but do not meet the threshold for any of the named disorders. For practical purposes, the term ASD often refers to autism, Asperger syndrome, and PDD NOS, excluding Rett syndrome and disintegrative disorder. Thus, although the diagnosis of classic autism is straightforward, the identification of the subtle forms of ASD and the delineation of its various subtypes can be particularly challenging. Partly because of this difficulty in separating the subtypes of ASD, the upcoming edition of the DSM is likely to introduce a paradigm shift in its approach to the classification of autism.

      Proposed DSM V criteria

      The fifth edition of the DSM (DSM V), scheduled to be published in 2013, is likely to introduce a single category of ASD and eliminate the subcategories. In brief, the draft of the DSM V has published on its Web site
      • American Psychiatric Publishing
      the following changes. First, the deficits of social interaction and communication that existed in DSM IV have now been merged into a single criterion of deficits in social communication and interaction. This is because, according to the draft criteria, deficits in communication and social behaviors are inseparable and more accurately considered as a single set of symptoms. The deficits must be clinically significant and persistent. These deficits should include marked impairment of both verbal and nonverbal communication used for social interaction; lack of social reciprocity (the degree of lack of reciprocity is not specified); and a failure to develop peer relationships at the appropriate developmental level. The second criterion consists of restricted repetitive interests shown by at least 2 of the following:
      • 1.
        Stereotyped motor or verbal behaviors, or unusual sensory behaviors (unusual sensory behaviors were not included in the DSM IV)
      • 2.
        Excessive adherence to routines and ritualized patterns of behavior
      • 3.
        Restricted, fixated interests.
      The third criterion states that the symptoms of autism must be present in early childhood (in contrast with the DSM IV, which required the symptoms to be present before 3 years of age), with the caveat that the symptoms may not become fully apparent until social demands exceed the limited capacities.
      Thus, from DSM III (when autism was first introduced in the classificatory system) to the proposed DSM V, the approach to the classification of ASD seems to have gone full circle, beginning with lumping to splitting and back to lumping again. The rationale for eliminating Rett disorder and disintegrative disorder is presumably that they are now conceptualized as being more neurologic than psychiatric. Regarding the proposed elimination of Asperger syndrome (or Asperger disorder), according to the DSM V task force,
      • American Psychiatric Publishing
      the disorder is difficult to separate from autism with normal intelligence and has not been shown to be a valid category. However, a diagnosis does not have to be valid to be useful.
      • Kendell R.
      • Jablensky A.
      Distinguishing between the validity and utility of psychiatric diagnosis.
      Although there is no firm evidence that Asperger syndrome is distinct from autism, there is no denying that a diagnosis of Asperger syndrome can inform clinicians about the level of functioning, a pattern of behavior, and a likely outcome. Thus, the elimination of Asperger syndrome seems both unfortunate and premature.
      • Ghaziuddin M.
      Should the DSM V drop Asperger syndrome?.

      Diagnostic criteria and prevalence

      One result of the changes in the diagnostic criteria has been the large increase reported in recent years in the prevalence of autism.
      • Frances A.
      The first draft of DSM-V.
      When first described, autism was regarded as a rare condition affecting no more than 4 per 10,000; however, it is now much more common, occurring in at least 1 out of every 100 children. For example, a recent South Korean study reported that 2.6% of children aged 7 to 12 years meet the diagnostic criteria of ASD.
      • Kim Y.S.
      • Leventhal B.L.
      • Koh Y.J.
      • et al.
      Prevalence of autism spectrum disorders in a total population sample.
      Autism is no longer regarded as a single entity but as a collection of disorders grouped together as ASD. The condition described by Kanner,
      • Kanner L.
      Autistic disturbances of affective contact.
      though uncommon, was not difficult to recognize. Children with autism typically show stereoptypic behaviors, perhaps repeating words or sentences, preoccupied with routines and rituals, lost in a world of their own, often withdrawn and aloof. However, children with suspected ASD, although common, are also difficult to identify because they often present with a range of deficits ranging from the most severe to the almost invisible. The distinction between autism/autistic disorders and ASD/other psychiatric disorders often seems vague and ill defined.

      ASD in primary care

      Because most children with ASD are first seen not by the specialist but by pediatricians and family practitioners, this article synthesizes the findings of recent studies dealing with the presentation and diagnosis of ASD in primary care and its distinction from other common psychiatric disorders of childhood. However, the ability of pediatricians to make this diagnosis depends not only on their training and background but also on the time they have at their disposal. Few pediatricians have enough time to screen for this condition. For example, in a mail survey of pediatricians, only about 8% endorsed screening for ASD. Although a significant number of the responders reported that they were not familiar with the screening procedures, others reported that they did not have enough time to conduct the assessments.
      • Dosreis S.
      • Weiner C.L.
      • Johnson L.
      • et al.
      Autism spectrum disorder screening and management practices among general pediatric providers.

      Symptoms of autism

      Core Symptoms of Autism

      It is useful to categorize the symptoms of autism into 2 broad categories: core symptoms and secondary/comorbid symptoms. The core symptoms consist of reciprocal social deficits, communication impairment, and rigid ritualistic interests.
      • American Psychiatric Association
      Diagnostic and statistical manual of mental disorders.
      Recent studies suggest that the first 2 symptoms (social deficits and communication impairment) can be merged into a single category of social-communication impairment,
      • American Psychiatric Publishing
      reducing the triad of autistic symptoms to a dyad of social-communication impairment and rigid restricted interests. Although each of these symptoms can occur in a variety of psychiatric disorders( hence the importance of differential diagnosis) it is the clustering of these symptoms in the same individual that makes the disorder so unique and fascinating. However, some investigators think that the correlation between social-communication impairment and rigid ritualistic interests has been exaggerated, and that their underlying neurobiological mechanisms might be different.
      • Frances A.
      The first draft of DSM-V.
      However, from a clinical standpoint, whenever a child presents with social difficulties and restricted compulsive interests, an in-depth autism-specific evaluation should be considered. In addition to the clustering of symptoms, the clinician should also take into consideration the age of presentation because different symptoms emerge at different periods during the life span.
      • American Psychiatric Association
      Diagnostic and statistical manual of mental disorders.
      Thus, during early childhood, children with autism are likely to present with language deficits and problems with hyperactivity; however, during adolescence, the symptoms might change to problems with relationships and with regulation of mood. Apart from the pattern of symptoms and the age of presentation, another factor that should be considered is whether or not the child has intellectual disability or other psychiatric disorders, as discussed later.

      Secondary or Comorbid Features

      Problems such as hyperactivity, aggression, and self-injurious behaviors occur in up to half of children with ASD.
      • Kim Y.S.
      • Leventhal B.L.
      • Koh Y.J.
      • et al.
      Prevalence of autism spectrum disorders in a total population sample.
      • Dosreis S.
      • Weiner C.L.
      • Johnson L.
      • et al.
      Autism spectrum disorder screening and management practices among general pediatric providers.
      More common in patients with intellectual disability, these symptoms significantly affect the quality of life of the affected individuals and their families. Depressive symptoms often emerge during adolescence.
      • Mandy W.P.
      • Skuse D.H.
      Research review: what is the association between the social-communication element of autism and repetitive interests, behaviors and activities?.
      At times, depressive, psychotic symptoms and suicidal behavior can also occur.
      • Baghdadli A.
      • Pascal C.
      • Grisi S.
      • et al.
      Risk factors for self-injurious behaviours among 222 young children with autistic disorders.
      • Aman M.G.
      • Lam K.S.L.
      • Van Bourgondien M.E.
      Medication patterns in patients with autism: temporal, regional, and demographic influences.
      • Ghaziuddin M.
      • Ghaziuddin N.
      • Greden J.
      Depression in persons with autism: implications for research and clinical care.
      • Raja M.
      • Azzoni A.
      • Frustaci A.
      Autism spectrum disorders and suicidality.
      During late adolescence and early adulthood, affected persons might become increasingly slow in their body movements and may even develop catatonia, a potentially life-threatening condition that may occur in about 10% to 15% of patients with Asperger syndrome.
      • Wing L.
      • Shah A.
      Catatonia in autistic spectrum disorders.

      Association with intellectual disability

      Most patients with autism suffer from intellectual disability. Along with epilepsy, the relationship between autism and intellectual disability (sometimes referred to as mental handicap or mental retardation) was the main reason that convinced researchers that autism was a biologic condition, and not a psychogenic disorder caused by social circumstances and stressful life events. However, the association between intellectual disability is neither straightforward nor fully understood, although a few generalizations can be made. First, although the level of intellectual disability can vary from mild to profound, most cases tend to be in the moderate/severe range. Second, separating autism from profound mental retardation is difficult. Third, the likelihood of seizures is increased in those who have autism and intellectual disability. Fourth, although autism and related disorders cluster in families, there is no excess of intellectual disability alone in the family members of patients of autism. Fifth, compared with those without intellectual disability, patients with autism plus intellectual disability are more likely to have ritualistic behaviors and abnormal movements. Sixth, IQ is a reliable predictor of the long-term outcome of the disorder.

      Association with epilepsy

      As stated earlier, the occurrence of epilepsy and intellectual disability were the 2 main factors that convinced skeptics about the biologic origin of autism. Epilepsy occurs in at least 30% of cases of traditional autism, usually in the preschool years or around puberty. The most common type of seizures are of the complex partial type, although other types have also been described. The occurrence of autistic features tends to be higher in the epileptic syndromes of childhood, such as Landau-Klefner syndrome.
      • Tuchman R.
      • Rapin I.
      Epilepsy in autism.
      Also, certain genetic syndromes association with mental retardation, such as tuberous sclerosis (TS), are particularly associated with autism. For example, the prevalence of autistic features in TS has been stated to range from 30% to 50%. In those who are affected, the likelihood of having autism increases if the tubercles are located in the temporal region.
      • Numis A.L.
      • Major P.
      • Montenegro M.A.
      • et al.
      Identification of risk factors for autism spectrum disorders in tuberous sclerosis complex.

      Regressive Autism

      In about one-fifth of children with autism, a history of regression is present.
      • Wiggins L.D.
      • Rice C.E.
      • Baio J.
      Developmental regression in children with an autism spectrum disorder identified by a population-based surveillance system.
      • Rogers S.J.
      Developmental regression in autism spectrum disorders.
      Typically, children start developing normally, and then, around the age of 18 months to 2 years, lose their language and adaptive skills. A history of a precipitant, such as an infection, may or may not be present. In some children, the regression seems to coincide with the emergence of seizures. However, in general, there is no history of an obvious cause. In some children, the regression may be delayed when distinction from disintegrative disorder becomes difficult.
      • Kurita H.
      • Osada H.
      • Miyake Y.
      External validity of childhood disintegrative disorder in comparison with autistic disorder.

      When Should Autism be Suspected

      From a clinical point of view, children who present to a pediatrician should be screened for ASD if they seem excessively shy, are socially awkward, have a language impairment, or seem to be obsessed with certain topics or interests. Also, any child who has intellectual disability or epilepsy should also be screened for autism. In addition, other conditions that should alert the pediatrician to screen for autism or an autism-related condition are language delay, severe hyperactivity, and obsessive-compulsive behavior.

      Mental status examination

      Every patient with ASD seen in primary care should have a mental status examination.
      • Grodberg D.
      • Weinger P.M.
      • Kolevzon A.
      • et al.
      Brief report: The Autism Mental Status Examination: development of a brief autism-focused exam.
      Apart from observing and noting the core features of autism as indexed by social-communication deficits (eg, poor eye contact, absence of social smiling, problems with personal boundaries, language abnormalities) and restricted interests (eg, tendency to fixate on certain topics or activities, compulsive behaviors and rituals), the examiner should routinely evaluate for externalizing symptoms (eg, level of activity, aggressive behavior) and internalizing behaviors (eg, depressive symptoms, suicidal and self-injurious behaviors). In late adolescence and adulthood, particular attention should be paid to any signs of regression (eg, onset of psychotic symptoms, alteration of speech, emergence of catatonia).

      Physical examination

      A brief medical examination should also be performed, including assessment of vision and hearing. Any dysmorphic features should be noted. Some children with autism may have an increased head circumference. A Wood lamp examination may be necessary to look for the typical skin stigmata of TS. Although a detailed neurologic examination is usually not necessary, any soft neurologic signs such as clumsiness should be noted.

      Screening and screening instruments

      The diagnosis of autism is based on obtaining a detailed developmental history and performing a systematic examination. Rating scales and structured interviews are commonly used to strengthen the process of clinical diagnosis, not to replace it. Although the instruments are accurate in diagnosing classic autism, they need to be interpreted with caution when autism is complicated by severe intellectual disability or when the symptoms co-occur with complex psychiatric disorders such as psychosis.
      • Reaven J.A.
      • Hepburn S.L.
      • Ross R.G.
      Use of the ADOS and ADI-R in children with psychosis: importance of clinical judgment.
      Therefore, the gold standard of diagnosis should consist of collecting information in a systematic manner with rating scales, structured interviews, and observation schedules, and then performing a thorough clinical examination. The type of instruments selected depends on the time and the resources available. For example, ADI (Autism Diagnostic Interview), ADOS (Autism Diagnostic Observation Schedule), and the DISCO (Diagnostic Interview for Social and Communication Disorders), take hours to administer (3–5 hours if done properly) and require special training. Newer instruments that incorporate elements of a standard mental status examination in addition to autism-specific questions might be useful.
      • Grodberg D.
      • Weinger P.M.
      • Kolevzon A.
      • et al.
      Brief report: The Autism Mental Status Examination: development of a brief autism-focused exam.
      In addition, diagnosis is made from the DSM/ICD criteria and not on the findings of a structured interview.
      • Rutter M.
      Research review: child psychiatric diagnosis and classification: concepts, findings, challenges and potential.
      It is also critical to have a multidisciplinary approach to the evaluation because children with autism may behave differently with different examiners and in different settings. At the minimum, the team should include a child psychiatrist, a speech and language therapist, a psychologist, and an educational consultant.

      Differential diagnosis and comorbidity

      When assessing a child with suspected autism, the first question that needs to be clarified is whether the child is at a normal level of cognitive functioning. If the child has an intellectual disability, then it has to be decided whether the clinical features are the result of intellectual disability or autism or both. In brief, although there is global developmental delay in intellectual disability, the pattern of deficits is neither uniform nor global in autism. If the child is of normal intelligence, other conditions should first be ruled out, such as shyness, severe attention-deficit/hyperactivity disorder, anxiety and mood disorders, and psychotic disorders. Although a detailed description of each of these conditions is outside the scope of this article, referral to a child psychiatrist should be made if necessary.
      • Volkmar F.
      • Cook Jr., E.H.
      • Pomeroy J.
      • et al.
      Practice parameters for the assessment and treatment of children, adolescents, and adults with autism and other pervasive developmental disorders. American Academy of Child and Adolescent Psychiatry, Working Group on Quality.

      Summary

      ASDs are more common than generally believed, occurring in as many as 1% of the population. Most patients with ASD are first referred for diagnosis to pediatricians and family practitioners. Although typical cases are easy to recognize, milder cases and those with comorbid psychiatric disorders can pose severe challenges. Despite the advances made in understanding the disorder, the diagnosis of ASD remains clinical. There is no biologic test for the diagnosis of autism. Although rating scales and structured interviews can help in clarifying the diagnosis, the eventual diagnosis remains clinical.

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